[Template] Payments Compliance Risk Programs

Payments Compliance and Risk Programs In recognition of the complex and ever-evolving CONTENTS legal, regulatory, and operational nature of payroll Anti-Money and payments processing, Rippling maintains Laundering program a variety of programs within the Compliance and Risk and fraud Risk organizations and includes comprehensive operations policies covering: Bank Secrecy Act and Anti- Office of Foreign Asset Money Laundering (BSA/AML), fraud, credit risk, Controls Office of Foreign Asset Controls (OFAC), ACH Audit programs operations and Nacha Compliance, and indepen- dent audit programs. Rippling’s Compliance and Risk programs are based on industry best practices that often exceed the regulatory requirements governing payment processors. Such policies and programs are approved by management and available to Rippling employees. Additionally, access to spe- 1 cific processes related to confidential controls is 2 12 5 0 internally restricted to protect the integrity of the _ ts en m program. y a P _ er p a ep t i h W : E M A N E L I F